AVP, Compliance - Surveillance, First Abu Dhabi Bank, Dubai

 AVP, Compliance - Surveillance, First Abu Dhabi Bank, Dubai

Job Description

The core areas of responsibility are:

 Electronic Communication Surveillance;

Trade Surveillance;

Control Room Surveillance

Ad-hoc reviews and mini-investigations

Manual Compliance Monitoring Plans

Oversight of the above areas will ensure compliance and IB align to regulatory requirements and expectations locally and internationally.

Qualifications

Minimum Qualification

Bachelor’s degree or higher in management, banking, finance, preferably with certification in compliance

Minimum Experience:

At least 10 years within a Compliance Surveillance/Monitoring role – including exposure to both Trade and Communication Surveillance

Project management exposure and evidence they have worked on projects to closure

Excellent worked experience of Market Abuse rules, regulations and cases

Good understanding of automated surveillance tools and platforms

Outstanding attention to detail

International mind-set

Willing to travel between Abu Dhabi and Dubai FAB offices

Confident, organized, can lead and manage various stakeholders

Good exposure to project and programme management

Advanced experience with Microsoft Word, Excel and PowerPoint

Strong analytical abilities, able to break down complex problems into simple manageable units, develops solutions for each unit, and integrates them back into the whole. Can absorb new concepts quickly and apply then pragmatically.

Results oriented, sets goals and priorities that maximize the use of resources available to consistently deliver quality results.

Ability to multi-task in a highly demanding environment and the ability reprioritize and shift assignments as necessary.

Strong interpersonal skills, a self-starter who can work independently

Excellent verbal, writing and presentation skills with the ability to interact with stakeholders at all levels

Ability to identify and cultivate high quality team members

Apply Here:

https://jobs.smartrecruiters.com/FirstAbuDhabiBank/743999760785390-avp-compliance-surveillance

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